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Waveland Capital Partners

Investigation-Frank T. Dunn, Jr.-Concorde Investment Services-The Woodlands, TX

Investigation-Frank T. Dunn, Jr.-Concorde Investment Services-The Woodlands, TX 150 150 Rex Securities Law

The Woodlands, Texas We are investigating the sales practices of Frank Timothy Dunn, Jr. a broker who has been employed by Concorde Investment Services since 10/2014. In publicly available records…

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Frank Dunn-Concorde Investment Services Broker-Discloses Settlement of Customer Dispute-The Woodlands, TX

Frank Dunn-Concorde Investment Services Broker-Discloses Settlement of Customer Dispute-The Woodlands, TX 150 150 Rex Securities Law

The Woodlands, Texas UPDATE JULY 2017-Public records reveal that n 12/2016 Frank T. Dunn, Jr. paid $22,500 to settle his portion of  FINRA CASE 16-0611, discussed below. ORIGINAL POST-May 2016 The…

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