May 2017-Miami, FL
The FINRA records of Ramesh Madhusudan, a stockbroker who is employed by Raymond James Financial Services disclose a prior customer dispute and a currently pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In pending FINRA case 16-0745 a customer of Raymond James seeks damages of $9 million and alleges unsuitability, breach of fiduciary duty, common law fraud, breach of contract, negligent supervision, churning and violation of the Nevada Securities Act.
Ramesh Madhusudan has been employed by Raymond James since 8/2015. He was previously employed by JHS Capital Advisors, National Securities Corp. and VFinance Investments.
If you have questions about an account handled by Ramesh Madhusudan , contact us to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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