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VCA Securities (formerly Bluffview)

Derek Rehill-VCS Venture Securities Broker-Discloses Regulatory Suspension – Garden City, NY

Derek Rehill-VCS Venture Securities Broker-Discloses Regulatory Suspension – Garden City, NY 150 150 ER

Derek Rehill Investigation June 2023-Garden City, NY According to publicly available records Derek John Rehill, a VCS Venture Securities broker discloses a final regulatory matter.  The Financial Industry Regulatory Authority (FINRA) is…

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Howard Landers-1st Bridgehouse Securities Broker, Miami, FL-Suspended by FINRA

Howard Landers-1st Bridgehouse Securities Broker, Miami, FL-Suspended by FINRA 150 150 Rex Securities Law

UPDATE June 2020 December 2019-FINRA suspended Landers for two years for holding himself out as a chief compliance officer while statutorily disqualified and failed to disclose a personal bankruptcy filing…

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Dallas Based VCA Securities Censured by Securities Regulators

Dallas Based VCA Securities Censured by Securities Regulators 150 150 Rex Securities Law

August 12, 2015- Dallas, Texas VCA Securities  (formerly Bluffview Securities)  , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that…

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Dallas Based VCA Securities Sanctioned by Regulators Over Cyber Security Breach

Dallas Based VCA Securities Sanctioned by Regulators Over Cyber Security Breach 150 150 Rex Securities Law

August 12, 2015 VCA Securities LP,   (formerly Bluffview Securities) entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that…

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