fbpx

UnionBanc Investment Services

Armen Bahadourian-Former UnionBanc Broker Sanctioned for Trading Without Customer’s Permission

Armen Bahadourian-Former UnionBanc Broker Sanctioned for Trading Without Customer’s Permission 150 150 Rex Securities Law

March 17, 2015   Armen Bahadourian   entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that  in late 2012, while registered with…

read more

Gregory Bolduc-Former UnionBanc Investment Services Broker Sanctioned by FINRA

Gregory Bolduc-Former UnionBanc Investment Services Broker Sanctioned by FINRA 150 150 Rex Securities Law

February 23, 2015 Gregory James Bolduc  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that while registered with UnionBanc Investment Services,…

read more