May 2017- Santa Barbara, CA
According to publicly available records Jason B. Skyler (CRD#4634466) , a stockbroker currently registered with Kovack Securities, discloses a pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In a 9/2016 claim, a customer of TKG Financial seeks unspecified damages and alleges throughout the life of the account that various trades are unauthorized, and that Skyler failed to follow client instructions.
Skyler has been employed by Kovack Securities since 5/2017. He was previously employed by TKG Financial.
If you have questions about an account in an account handled by Jason Skyler, contact us to discuss your legal options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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