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The Investment Center

Michael P. Dalessandro-Investment Center Broker-Discloses Customer Dispute Over Oil & Gas Investments

Michael P. Dalessandro-Investment Center Broker-Discloses Customer Dispute Over Oil & Gas Investments 150 150 Rex Securities Law

August  2016-Colt’s Neck, New Jersey The FINRA records of Michael P. Dalessandro ,  a  stock broker who is currently  employed  by The Investment Center  , disclose a pending customer dispute and a prior final customer dispute. The…

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The Investment Center Fined $50K For Sale of Energy Stocks to Texas Residents

The Investment Center Fined $50K For Sale of Energy Stocks to Texas Residents 150 150 Rex Securities Law

August 2016- Austin Texas The Texas State Securities Board (TSSB) sanctioned The Investment Center, Inc. , a New Jersey securities dealer registered in Texas for failing to supervise one of…

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Richard Holliday-Former Investment Center Broker- Barred From Securities Industry by S. Carolina Regulators

Richard Holliday-Former Investment Center Broker- Barred From Securities Industry by S. Carolina Regulators 150 150 Rex Securities Law

On October 23, 2014, the Securities Commissioner of South Carolina entered an order barring Richard E. Holliday from participating in any aspect of the securities industry in or from the…

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