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Tejas Securities Group

John  J. Gorman IV-Former Tejas Securities Group Broker-Discloses Regulatory Matter-Austin, TX

John  J. Gorman IV-Former Tejas Securities Group Broker-Discloses Regulatory Matter-Austin, TX 150 150 Rex Securities Law

June 2017- Austin, TX According to publicly available records     John  J. Gorman IV  (CRD#1070636) ,  a  stockbroker who is currently unregistered disclose a currently pending regulatory matter, 3 prior regulatory events,  2…

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Tejas Securities Group, Austin, TX, Expelled by FINRA

Tejas Securities Group, Austin, TX, Expelled by FINRA 150 150 Rex Securities Law

November 20 , 2014-Austin, Texas FINRA expelled Tejas Securities Group of Austin, TX on November 20, 2014 for failure to pay fines and/or costs pursuant to FINRA Rule 8320. The…

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John Gorman Loses Battle for Control of Tejas Securities Group

John Gorman Loses Battle for Control of Tejas Securities Group 150 150 Rex Securities Law

By Robert H. Rex, Esq. On May 30,2014 Bloomberg News reported that John Gorman IV lost his attempt to regain control of Tejas Securities Group, an Austin based broker dealer…

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