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Statetrust Investments Inc.

Paul A. Falcon-Aegis Capital Broker-Discloses Customer Dispute

Paul A. Falcon-Aegis Capital Broker-Discloses Customer Dispute 150 150 Rex Securities Law

July 2016-Boca Raton, Florida The FINRA records of Paul A. Falcon ,  a  stock broker currently employed  by Aegis Capital Corp. , disclose a pending customer dispute and 3 prior final customer disputes. The Financial Industry Regulatory…

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FINRA Fines StateTrust Investments Fines $1 Million, Sanctions Brokers Jose Turnes & Jeffrey Cimbal

FINRA Fines StateTrust Investments Fines $1 Million, Sanctions Brokers Jose Turnes & Jeffrey Cimbal 150 150 Rex Securities Law

On June 26, 2013, the Financial Industry Regulatory Authority (FINRA) fined StateTrust Investments, Inc. $1.045 million and sanctioned Jose Luis Turnes, the firm’s head trader, for charging excessive markups and…

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FINRA Announces December 2012 Disciplinary Actions

FINRA Announces December 2012 Disciplinary Actions 150 150 Rex Securities Law

FINRA Announces December 2012 Disciplinary Actions The Financial Industry Regulatory Authority (FINRA) issues a report on disciplinary and other actions involving registered brokers, investment advisers and brokerage firms every month. Here…

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