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Sigma Financial

Louis Scherschel-Former Sigma Financial Corporation Broker-Discloses Settlement of Customer Dispute and Discharge from Employment-Chicago, IL

Louis Scherschel-Former Sigma Financial Corporation Broker-Discloses Settlement of Customer Dispute and Discharge from Employment-Chicago, IL 150 150 Rex Securities Law

May 2017 – Chicago, IL According to publicly available records Louis Scherschel  (CRD#5634741) ,  a  stockbroker currently registered with St. Bernard Financial Services, Inc.,  discloses settlement of a customer dispute and a discharge from …

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Jason B. Vanclef-VFG Securities-Named In Regulatory Investigation Over REIT Sales

Jason B. Vanclef-VFG Securities-Named In Regulatory Investigation Over REIT Sales 150 150 Rex Securities Law

Culver CIty, CA According to FINRA records, Jason B. Vanclef,  a broker who is  registered  with VFG Securities  , discloses that he is named in a FINRA complaint alleging that in connection with…

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Rocco Cortese Discloses Tenant in Common (TIC) Customer Dispute

Rocco Cortese Discloses Tenant in Common (TIC) Customer Dispute 150 150 Rex Securities Law

May 2016- San Francisco The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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