Austin Dutton Investigation November 2021–Doylestown, PA The FINRA records of Austin R. Dutton, Jr. , a stock broker who was previously employed by Newbridge Securities and who is currently employed by American…
read moreJune 2019- Greenville, SC According to publicly available records, former Independent Financial and Sandlapper Securities financial advisor Kyusun Kim, discloses 19 settled and 4 pending customer disputes and a termination…
read moreOctober 2017-Austin, Texas / Greenville, South Carolina If you lost money on the Tiburon Saltwater Reclamation Fund, we may be able to help you recover damages. FINRA (The Financial Industry…
read moreJune 2017- New York According to publicly available records Scott David Offerman (CRD#4619093) , a stockbroker who currently is employed by Sandlapper Securities , discloses a termination from employment and 9 outstanding judgment/liens. The…
read moreFebruary 2017-Pasadena, CA According to publicly available records Warren Jesse Thomas , (CRD# 2299254) , a stockbroker who is currently employed by Lighthouse Capital Group, discloses a pending customer dispute. The…
read moreFebruary 2017-Greenville, South Carolina According to publicly available records Jack Charles Bixler , (CRD# 22331) , a stockbroker who is currently employed by Sandlapper Securities, discloses a pending regulatory matter. The Financial…
read moreScotrun, PA UPDATE January 2020– Anthony Diaz discloses a total of 50 customer complaints, 3 of which are still pending. UPDATE APRIL 2017-The New Jersey Bureau of Securities revoked Anthony…
read moreSaint Louis Park, MN UPDATE FEBRUARY 2017– IN July 2016 a customer of Nevin’s former employer VSR Financial filed FINRA case 16-1993 alleging fraud and unsuitability in connection with an investment…
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