March 2018-Terre Haute, Indiana We recently filed FINRA Case #18-1047 on behalf of an 81 year old widow from Terre Haute, Indiana, who alleges that Parkland Securities (formerly Sammons Securities)…
read moreAugust 2016- Colorado Springs, CO The FINRA records of Delbert W. Carnes , a stock broker who is currently employed by Woodbury Financial Services disclose 5 prior customer disputes and a currently outstanding judgment. The Financial…
read moreSeptember 26, 2014-Orem, Utah–Clark S. Gardner was permanently barred from the securities industry by FINRA to resolve allegations that he converted customer funds by depositing them in his personal bank…
read moreParkland Securities, Ann Arbor, MI, (formerly known as Sammons Securities Company) was censured and fined $100,000 by FINRA to resolve allegations that it violated FINRA and NASD rules related to…
read moreCornerstone Ventures, Inc. is the managing partner of CIP Leveraged Fund Advisors, LLC. The firms that solicited sales of this investment, according to SEC records are: Pacific Cornerstone Capital, Inc. Investors Capital Corp.…
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