April 2017- Melville, NY
According to publicly available records Christopher A. Knutson , (CRD# 2997006) , a stockbroker who is currently registered with Aegis Capital Corp. discloses settlement of a customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In 4/2016 a customer of Aegis Capital Corp. alleged damages of $175,000 for misrepresentation concerning an investment in a private placement made November 2014-April 2016.In 11/2018 that case was settled for $110,000.
Knutson has been employed by Aegis Capital since 8/2014. His prior employment includes Global Arena Capital, Prestige Financial Center and S. W. Bach & Company
If you have questions about an account handled by Christopher A. Knutson , call to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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