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RIdgeway & Conger

George P. Koulouris-KCD Financial Broker-Discloses Customer Disputes-Manlius, NY

George P. Koulouris-KCD Financial Broker-Discloses Customer Disputes-Manlius, NY 150 150 Rex Securities Law

August 2016- Manlius, NY The FINRA records of George P. Koulouris ,  a  stock broker who is currently  employed by KCD Financial, Inc.  disclose a prior regulatory event, 6 prior customer disputes, one currently pending customer dispute…

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Leigh M. Garber-Former Ridgeway & Conger Broker-Discloses Regulatory Investigation Over Excessive Markups

Leigh M. Garber-Former Ridgeway & Conger Broker-Discloses Regulatory Investigation Over Excessive Markups 150 150 Rex Securities Law

Jericho, New York According to FINRA records,  Leigh M. Garber ,   a stockbroker who formerly worked for  Ridgeway & Conger   discloses a pending regulatory matter and a prior final regulatory matter. The Financial Industry Regulatory Authority…

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Kenley Brisard -Former RIdgeway & Conger Broker-Discloses Regulatory Investigation and Termination From Employment

Kenley Brisard -Former RIdgeway & Conger Broker-Discloses Regulatory Investigation and Termination From Employment 150 150 Rex Securities Law

Jericho, New York According to FINRA records,  Kenley Brisard ,   a stockbroker who formerly worked for  Ridgeway & Conger   discloses a pending regulatory matter, a  final customer dispute and 2 terminations from employment and 3 pending judgment/liens.…

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Philip Brisard-Former Ridgeway & Conger Broker-Discloses Pending Regulatory Matter and Termination from Employment

Philip Brisard-Former Ridgeway & Conger Broker-Discloses Pending Regulatory Matter and Termination from Employment 150 150 Rex Securities Law

Jericho, New York According to FINRA records,  Philip Brisard ,   a stockbroker who formerly worked for  Ridgeway & Conger   discloses a pending regulatory matter, 4 final customer disputes and a termination from employment. The Financial Industry…

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RIdgeway & Conger Broker Gary Kornbluh Sanctioned by Securities Regulator

RIdgeway & Conger Broker Gary Kornbluh Sanctioned by Securities Regulator 150 150 Rex Securities Law

September 18,2014- Coral Springs, FL-Gary Neil Kornbluh, a broker with Ridgeway & Conger was suspended for 4 months by FINRA to resolve allegations that he failed to timely amend and/or…

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