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Rhodes Securities

Brian Prasifka-Former Rhodes Securities Broker-Sanctioned by Texas Securities Regulator – Fort Worth, TX

Brian Prasifka-Former Rhodes Securities Broker-Sanctioned by Texas Securities Regulator – Fort Worth, TX 150 150 Rex Securities Law

Brian Prasifka Investigation June 2023- Fort Worth, TX The FINRA records of  J. Paul Brian Prasifka,  a  stockbroker currently  employed by Gradient Securities disclose a recent sanction by Texas securities Regulators.…

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Rhodes Securities Brokers Disclose Customer Suits-Ft. Worth, Texas

Rhodes Securities Brokers Disclose Customer Suits-Ft. Worth, Texas 150 150 Rex Securities Law

June 2018-Ft. Worth, Texas According to FINRA records, three  brokers at Ft. Worth based Rhodes Securities : Jim Gordon Rhodes, J Gordon Rhodes, and Marilyn R. Zehntner  disclose the recent settlement…

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Christopher Anthony-Former Rhodes Securities Broker-Subject of $2M Customer Suit-Arlington, TX

Christopher Anthony-Former Rhodes Securities Broker-Subject of $2M Customer Suit-Arlington, TX 150 150 Rex Securities Law

October 2017-Arlington, Texas The FINRA records of  Christopher P. Anthony, (CRD #1157930) a  stockbroker who is not currently  registered and who was last employed by  Rhodes Securities, Inc. , disclose a currently pending customer dispute, a prior…

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Michelle D. Drake-Former Rhodes Securities Broker-Discloses Discharge From Employment-Colleyville, TX

Michelle D. Drake-Former Rhodes Securities Broker-Discloses Discharge From Employment-Colleyville, TX 150 150 Rex Securities Law

April 2017-Colleyville, Texas The FINRA records of  Michelle Diane Drake ,  a  stockbroker who is currently  registered with   Prospera Financial Services  disclose a termination from employment. The Financial Industry Regulatory Authority (FINRA) is the…

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Christopher P. Anthony-Former Rhodes Securities Broker-Discloses $2 Million Customer Dispute-Ft. Worth, Texas

Christopher P. Anthony-Former Rhodes Securities Broker-Discloses $2 Million Customer Dispute-Ft. Worth, Texas 150 150 Rex Securities Law

April 2017-Arlington, Texas The FINRA records of  Christopher P. Anthony,  a  stockbroker who is not currently  registered and who was last employed by  Rhodes Securities, Inc.  disclose 2 currently pending customer disputes  and a discharge…

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Christopher Anthony-Former Rhodes Securities Broker-Discloses Customer Dispute and Discharge from Employment-Arlington, TX

Christopher Anthony-Former Rhodes Securities Broker-Discloses Customer Dispute and Discharge from Employment-Arlington, TX 150 150 Rex Securities Law

Arlington, Texas MAY 2017 UPDATE-In January 2017 a customer of Rhodes Securities filed FINRA Case #16-03753 alleging damages of $2 million for breach of fiduciary duty, negligence and breach of…

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