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Prosperity Wealth Management

Mike DeLuca-Fortune Financial Services Broker-Discloses Regulatory Suspension- New Brighton, PA

Mike DeLuca-Fortune Financial Services Broker-Discloses Regulatory Suspension- New Brighton, PA 150 150 ER

Mike DeLuca Investigation June 2023-New Brighton, PA According to publicly available records Michael DeLuca, a Fortune Financial Services, Inc. broker discloses a final regulatory matter.  The Financial Industry Regulatory Authority (FINRA) is…

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Louis Scherschel-Former Sigma Financial Corporation Broker-Discloses Settlement of Customer Dispute and Discharge from Employment-Chicago, IL

Louis Scherschel-Former Sigma Financial Corporation Broker-Discloses Settlement of Customer Dispute and Discharge from Employment-Chicago, IL 150 150 Rex Securities Law

May 2017 – Chicago, IL According to publicly available records Louis Scherschel  (CRD#5634741) ,  a  stockbroker currently registered with St. Bernard Financial Services, Inc.,  discloses settlement of a customer dispute and a discharge from …

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