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Princor Financial Services

Michael Rappa-Former Foresters Equity Services Broker Barred from FINRA-Discloses Regulatory Event and Two Pending Customer Disputes-Rocklin, CA

Michael Rappa-Former Foresters Equity Services Broker Barred from FINRA-Discloses Regulatory Event and Two Pending Customer Disputes-Rocklin, CA 150 150 Rex Securities Law

June 2020- San Diego, CA The FINRA records of Michael Rappa, a broker previously employed  by  Foresters Equity Services,  , disclose  a regulatory event resulting in his bar from the securities industry…

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Peter Terlecky, Former Princor Financial Services Broker Named in Regulatory Complaint Over Annuity Swapping

Peter Terlecky, Former Princor Financial Services Broker Named in Regulatory Complaint Over Annuity Swapping 150 150 Rex Securities Law

October 29,2014-Amherst New York The Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) filed a disciplinary complaint against Peter Michael Terlecky, for circumventing his firm’s supervisory and compliance…

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