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National Securities Corporation

Christopher Orlando- Former Spartan Capital Broker- Barred From Industry by Regulator-Staten Island, NY

Christopher Orlando- Former Spartan Capital Broker- Barred From Industry by Regulator-Staten Island, NY 150 150 Rex Securities Law

September 2021- Staten Island, NY The FINRA records of  Christopher G. Orlando ,  a  former financial advisor who was last employed by  Spartan Capital Securities disclose a regulatory event and two…

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Shaun E. Stein- National Securities Corp. Broker-Discloses 3 Pending Customer Disputes- New York, NY

Shaun E. Stein- National Securities Corp. Broker-Discloses 3 Pending Customer Disputes- New York, NY 150 150 Rex Securities Law

July 2021 – New York, NY According to publicly available records, a  National Securities Corp. broker Shaun E. Stein,  discloses 3 pending and 2 prior customer disputes. The Financial Industry…

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Marshall Isaacson-Former Newbridge Securites Broker-Permanently Barred from FINRA- Discloses 4 Customer Disputes, 2 Pending Customer Disputes and 2 Tax Liens- Boca Raton, FLs

Marshall Isaacson-Former Newbridge Securites Broker-Permanently Barred from FINRA- Discloses 4 Customer Disputes, 2 Pending Customer Disputes and 2 Tax Liens- Boca Raton, FLs 150 150 Rex Securities Law

August 2020- Boca Raton, FL According to publicly available records, former Newbridge Securities Corporation,  financial advisor Marshall Isaacson,  is barred from FINRA and discloses 4 customer disputes. The Financial Industry Regulatory…

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William John Braun-National Securities Corporation Broker-Discloses 5 Customer Disputes-Boca Raton, FL

William John Braun-National Securities Corporation Broker-Discloses 5 Customer Disputes-Boca Raton, FL 150 150 Rex Securities Law

January 2020 – Boca Raton, FL The FINRA records of William John Braun (CRD#1271500)  , a broker with National Securities Corporation discloses a regulatory event and five pending customer disputes. The Financial Industry Regulatory…

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Allan Montalbano-Former Worden Capital Broker- Discloses 14 Customer Disputes- Westbury, NY

Allan Montalbano-Former Worden Capital Broker- Discloses 14 Customer Disputes- Westbury, NY 150 150 Rex Securities Law

October 2019- Westbury, NY According to publicly available records Allan P Montalbano (CRD#4507029) ,  a  stockbroker who is not currently registered  and who was last registered with Worden Capital Management ,…

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Albert Foronda- Spartan Capital Securities Broker- Discloses Customer Disputes- NYC

Albert Foronda- Spartan Capital Securities Broker- Discloses Customer Disputes- NYC 150 150 Rex Securities Law

October 2019- NYC, NY According to publicly available records Albert Foronda.   (CRD#5737620 ,  a  stockbroker  currently registered  with Spartan Capital Securities,  disclose a prior customer dispute and 2 pending customer dispute.…

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Michael Stanton-Worden Capital Management Broker- Discloses $15M Pending Customer Dispute- NYC

Michael Stanton-Worden Capital Management Broker- Discloses $15M Pending Customer Dispute- NYC 150 150 Rex Securities Law

July 2019-New York, NY The FINRA records of  Michael Salvatore Stanton,  a  financial advisor employed by  Worden Capital Management disclose 2 regulatory events,  3 prior customer disputes, 1 pending customer dispute, a…

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