March 2018-Paradise Valley, AZ The FINRA records of Michael J. Blake , a stockbroker who is currently unregistered and who last was employed by Mid Atlantic Capital Corp. disclose 2 prior regulatory…
read moreJuly 2017 -Castle Rock, CO-Brenham, Texas According to publicly available records James K. Pheney (CRD#1272932) , a stockbroker who currently is employed by Mid Atlantic Capital Corp. , disclose a pending customer dispute. The…
read moreApril 2017-Paradise Valley, AZ The FINRA records of Michael J. Blake , a stockbroker who is currently unregistered and who last was employed by Mid Atlantic Capital Corp. disclose a prior regulatory…
read moreApril 2017- Sonoma, CA According to publicly available records James B. Lunsford , (CRD# 2222307) , a former stockbroker who last worked for Mid Atlantic Capital Corp. discloses three pending customer disputes, one prior customer dispute…
read moreDecember 2016-Denver, Colorado Brokerage firm Mid Atlantic Capital was ordered to pay a married couple $922,000 by a FINRA arbitration panel for damages they suffered to their brokerage account as…
read moreMarch 28, 2016-Macomb, Michigan According to FINRA records, financial advisor Thomas M. Hakim , who has been registered with G.A. Repple & Co. since March 2014, currently has 18 outstanding judgments…
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