fbpx

LaSalle St Securities

Ronald D. Henson-Former Voya Financial Broker-Discloses Discharge From Employment

Ronald D. Henson-Former Voya Financial Broker-Discloses Discharge From Employment 150 150 Rex Securities Law

January 2017- Longview, Texas According to publicly available records Ronald D. Henson , (CRD# 1748328) ,  a  stockbroker who is currently employed by LaSalle St. Securities,  disclose a separation from employment after allegations. The…

read more

LaSalle St. Securities Sanctioned Over Sale of Private Placement Offerings

LaSalle St. Securities Sanctioned Over Sale of Private Placement Offerings 150 150 Rex Securities Law

November 10, 2014- LaSalle St. Securities, headquartered in Chicago with 232 brokers in 107 branch offices was censured and fined $175,000 by FINRA to resolve allegations that LaSalle: Failed to…

read more

Investment News Announces Most Profitable Independent Broker Dealers

Investment News Announces Most Profitable Independent Broker Dealers 150 150 Rex Securities Law

By Robert H. Rex The Investment News recently (March 2014) announced the most profitable independent broker-dealers, ranked by Pre-Tax Earnings. See this for complete list.  Independent Broker Dealer PreTax Earnings 1…

read more

Investment News Announces Most Profitable Independent Broker Dealers

Investment News Announces Most Profitable Independent Broker Dealers 150 150 Rex Securities Law

By Robert H. Rex The Investment News recently (March 2014) announced the most profitable independent broker-dealers, ranked by Pre-Tax Earnings. See this for complete list.  Independent Broker Dealer PreTax Earnings 1…

read more

FINRA Sues LaSalle St Broker Steven Kahn For Unauthorized Trading in Deceased’s Account

FINRA Sues LaSalle St Broker Steven Kahn For Unauthorized Trading in Deceased’s Account 150 150 Rex Securities Law

The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA’s chief role is to protect investors by maintaining the fairness…

read more