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L.M. Kohn & Co.

Wayne Boucher- Former Corecap Investments Broker- Discloses Settlement of Customer Disputes-Southfield,MI

Wayne Boucher- Former Corecap Investments Broker- Discloses Settlement of Customer Disputes-Southfield,MI 150 150 Rex Securities Law

September 2019 -Southfield, MI According to publicly available records Wayne T. Boucher  (CRD#26819) , a currently unregistered  stockbroker who last worked for  Corecap Investments disclose  32 prior customer disputes. The Financial Industry Regulatory…

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Ernest Romer III-Former CoreCap Investments Broker-Alleged to Have Stolen Funds from Securities Customers-Sterling Heights, MI

Ernest Romer III-Former CoreCap Investments Broker-Alleged to Have Stolen Funds from Securities Customers-Sterling Heights, MI 150 150 Rex Securities Law

APRIL 2018 UPDATE–The FINRA record of Ernest Romer III now discloses 15 pending customer disputes and 5 prior final customer disputes and 2 pending investigations. The investigations by Michigan Department…

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Matthew T. Flynn-L.M. Kohn Broker-Discloses Customer Dispute Over REIT Investment

Matthew T. Flynn-L.M. Kohn Broker-Discloses Customer Dispute Over REIT Investment 150 150 Rex Securities Law

July 2016- Troy, Michigan The FINRA records of Matthew T. Flynn  , a stock broker employed by L.M. Kohn & Company, disclose  a pending customer arbitration, a prior final financial disclosure and a prior termination. The…

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Charles J. Ehnot-L. M. Kohn Broker- Discloses 30 Customer Disputes-Dunmore, PA

Charles J. Ehnot-L. M. Kohn Broker- Discloses 30 Customer Disputes-Dunmore, PA 150 150 Rex Securities Law

January 2020- Dunmore, PA The FINRA records of Charles J. Ehnot , a stock broker employed by L.M. Kohn & Company, disclose  30 prior customer disputes and two outstanding IRS tax  liens. See…

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Douglas C. Osborn-L.M. Kohn Stock Broker Discloses Customer Dispute

Douglas C. Osborn-L.M. Kohn Stock Broker Discloses Customer Dispute 150 150 Rex Securities Law

July 2016- Troy, Michigan The FINRA records of Douglas C. Osborn , a stock broker employed by L.M. Kohn & Company, disclose  a pending customer arbitration. The Financial Industry Regulatory Authority (FINRA) is the agency that…

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Scott Cameron Nicol Sanctioned by Securities Regulators

Scott Cameron Nicol Sanctioned by Securities Regulators 150 150 Rex Securities Law

December 23, 2014 Scott Cameron Nicol  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he willfully failed to timely amend…

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