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KCD Financial

Mark Sitter-Former Capital FInancial Services Broker-Discloses $500K Pending Customer Dispute- Shenandoah, TX

Mark Sitter-Former Capital FInancial Services Broker-Discloses $500K Pending Customer Dispute- Shenandoah, TX 150 150 Rex Securities Law

October 2020- Shenandoah, TX According to publicly available records,  Mark Sitter (CRD#1810591), a  stockbroker formerly employed by Capital Financial Services, discloses a pending customer dispute and 3 prior customer disputes.…

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Joel Blumenschein – Former Freedom Investors Corp. Broker -Discloses a Regulatory Event and Customer Dispute- Brookfield, WI

Joel Blumenschein – Former Freedom Investors Corp. Broker -Discloses a Regulatory Event and Customer Dispute- Brookfield, WI 150 150 Rex Securities Law

September 2018 – Brookfield, WI According to publicly available records Joel Blumenschein  (CRD#1372334) ,  a  stockbroker who formerly was registered with Freedom Investors Corp. ,  disclose a Regulatory Event and a pending customer dispute…

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Henry C. Prange-KCD Financial Broker-Discloses Pending Customer Dispute

Henry C. Prange-KCD Financial Broker-Discloses Pending Customer Dispute 150 150 Rex Securities Law

August 2016- Green Bay, WI The FINRA records of Henry C. Prange, IV,  ,  a  stock broker who is currently  employed by KCD Financial, Inc.  disclose a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is…

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Randall A. Heller -KCD Financial Broker-Discloses Customer Dispute Over REIT Investment

Randall A. Heller -KCD Financial Broker-Discloses Customer Dispute Over REIT Investment 150 150 Rex Securities Law

August 2016- Oak Lawn, IL The FINRA records of Randall A. Heller ,  a  stock broker who is currently  employed by KCD Financial, Inc.  disclose a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

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George P. Koulouris-KCD Financial Broker-Discloses Customer Disputes-Manlius, NY

George P. Koulouris-KCD Financial Broker-Discloses Customer Disputes-Manlius, NY 150 150 Rex Securities Law

August 2016- Manlius, NY The FINRA records of George P. Koulouris ,  a  stock broker who is currently  employed by KCD Financial, Inc.  disclose a prior regulatory event, 6 prior customer disputes, one currently pending customer dispute…

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