Kenneth Byrne Investigation May 2023-Garden City, NY According to publicly available records Kenneth Byrne a former broker who last worked for Janney Montgomery Scott, discloses a final regulatory matter resulting in…
read moreKirk Pickell Investigation November 2021- Providence, RI According to publicly available records Kirk Edward Pickell, a broker with Janney Montgomery Scott, discloses a multi million dollar customer dispute. The Financial…
read moreNovember 2020- Garden City, NY According to publicly available records Richard Foerster Reynolds (CRD#2162706), a stockbroker who works for Worden Capital Management discloses three regulatory events, 11 customer disputes and…
read moreJanuary 2020 -Melville, New York According to publicly available records Apostolos Nicolas Pitsironis (also known as Paul Pitsironis) , discloses that he was recently barred from the securities industry for…
read moreJune 2019- Sarasota, FL According to publicly available records Jodie A. Lamarre (CRD#2127928) , a stockbroker who is currently not registered discloses a regulatory event and 2 settled customer disputes .…
read moreJune 2018- Columbia, South Carolina The FINRA records of Jack Wendell Griffith, Jr. , a stock broker who is employed by Janney Montgomery Scott , disclose 3 pending customer disputes, 2 prior customer disputes, and…
read moreApril 2018-Hackensack, New Jersey The FINRA records of Scott W. Palmer , a currently unregistered broker who last worked for Janney Montgomery Scott disclose 5 pending and 6 prior customer disputes. Many of…
read moreMay 2019– Rumson, NJ The FINRA records of Gabriel (Gabe) Block, a former stockbroker who was last employed by First Standard Financial Co., disclose 4 final regulatory events,3 currently pending…
read moreFOLLOW THIS LINK FOR FEBRUARY 2019 UPDATE-Chris SInkula subject of pending customer disputes of nearly $3 million. Original Post-September 2017-Stuart, Florida We have filed a FINRA arbitration claim against Janney…
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