January 2017-West Palm Beach, FL
According to publicly available records Thomas B. Carreras (CRD# 1815164) , a stockbroker currently employed by Ameritas Investment Corp. , discloses a pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
A customer of Ameritas Investment Corp. has filed FINRA Case # 16-2816, seeking damages of $95,000 and alleging that Carreras mishandled his third party money managed account, breaching his fiduciary duty, churning the account, negligence and breaching contractual obligations.
Carreras has been registered with Ameritas Investment Corp. since October 2003. He was previously registered with Intervest International Equities and Woodbury Financial Services.
If you have questions about an account in an account handled by Thomas B. Carreras , contact us to discuss your legal options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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