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International Financial Solutions

Anthony Diaz-Former IBN Financial Broker-Discloses 50 Customer Complaints

Anthony Diaz-Former IBN Financial Broker-Discloses 50 Customer Complaints 150 150 Rex Securities Law

Scotrun, PA UPDATE January 2020– Anthony Diaz discloses a total of 50 customer complaints, 3 of which are still pending. UPDATE APRIL 2017-The New Jersey Bureau of Securities revoked Anthony…

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Fitzhugh Duggan -Former Sandlapper Securities Broker-Sanctioned by FINRA-Colorado Springs, CO

Fitzhugh Duggan -Former Sandlapper Securities Broker-Sanctioned by FINRA-Colorado Springs, CO 150 150 Rex Securities Law

JUNE 2017 UPDATE-Colorado Springs, CO In January 2015 Fitzhugh L. Duggan III  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that…

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IBN Financial Broker Anthony Diaz Sued by FINRA for Multiple Securities Violations

IBN Financial Broker Anthony Diaz Sued by FINRA for Multiple Securities Violations 150 150 Rex Securities Law

In August 2014, the Financial Industry Regulatory Authority (FINRA) filed a complaint against stockbroker Anthony Diaz of IBN Financial Services, Scotrun, PA. The complaint, FINRA Disciplinary Proceeding No. 2011030254902, alleges a…

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FINRA Announces December 2012 Disciplinary Actions

FINRA Announces December 2012 Disciplinary Actions 150 150 Rex Securities Law

FINRA Announces December 2012 Disciplinary Actions The Financial Industry Regulatory Authority (FINRA) issues a report on disciplinary and other actions involving registered brokers, investment advisers and brokerage firms every month. Here…

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