MAY 2018 UPDATE-FINRA arbitration 15-3230 discussed below was settled 3/2018 for $35,000.
Original PostJune 2017- Lubbock, Texas
According to publicly available records Sherry Elaine McNair (CRD#3162832) , a stockbroker who currently is employed by 1st Global Capital Corp. , discloses a pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In FINRA arbitration 15-03688, a customer of 1st Global Capital Corp. seeks damages of $250,000 and alleges an unsuitable investment in mutual funds.
McNair has been employed by 1st Global Capital since 8/2007 and also discloses a business affiliation with West Texas Wealthcare Advisors.
If you have questions about an account handled by Sherry Elaine McNair , contact us to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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