fbpx

Howe Barnes Hoefer & Arnett

Howe Barnes Hoefer & Arnett Fined by FINRA Over Municipal Bond Sales

Howe Barnes Hoefer & Arnett Fined by FINRA Over Municipal Bond Sales 150 150 Rex Securities Law

The Financial Industry Regulatory Authority (FINRA) fined Chicago based Howe Barnes Hoefer & Arnett $200,000 to resolve findings that the firm sold zero-coupon municipal bonds, US Treasuries and STRIPS to…

read more