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Hennion & Walsh

Brian Rieman-Hennion & Walsh Broker- Discloses 4 Pending Customer Disputes-Parsippany, NJ

Brian Rieman-Hennion & Walsh Broker- Discloses 4 Pending Customer Disputes-Parsippany, NJ 150 150 Rex Securities Law

March 2019 – Parsippany, NJ According to publicly available records  Brian Christopher Rieman  (CRD# 4427713) ,  a   registered stockbroker currently employed by Hennion & Walsh, Inc.,  disclose a 4 pending and one…

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Sony Oozeerally-Hennion & Walsh Broker-Discloses Settlement of Suit Over Bond Purchase-Parsippany, NJ

Sony Oozeerally-Hennion & Walsh Broker-Discloses Settlement of Suit Over Bond Purchase-Parsippany, NJ 150 150 Rex Securities Law

August 2018- Parsippany, New Jersey The FINRA records of  Mamode A. Oozeerally (“Sony”) ,  a  stockbroker who is  employed by  Hennion & Walsh  disclose two prior customer disputes and a pending customer dispute. The Financial…

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Stephen Kowalski-Hennion & Walsh Broker-Discloses Customer Suits Over Municipal Debt-Parsippany, NJ

Stephen Kowalski-Hennion & Walsh Broker-Discloses Customer Suits Over Municipal Debt-Parsippany, NJ 150 150 Rex Securities Law

February 2019- Parsippany, New Jersey The FINRA records of  Stephen G. Kowalski ,  a  stockbroker who is  employed by  Hennion & Walsh  disclose a prior final customer dispute and 4 currently pending customer disputes. The…

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Investigation of Hennion & Walsh Broker Joe I. Rodriguez-Parsippany, NJ

Investigation of Hennion & Walsh Broker Joe I. Rodriguez-Parsippany, NJ 150 150 Rex Securities Law

UPDATE AUGUST 2018– Parsippany, New Jersey FINRA Records for Joseph I. Rodriguez disclose the following: August 2017, FINRA case 16-1032 (see below) was settled for $60,000, with broker Joseph I.…

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Sean M. Logue-Hennion & Walsh Broker-Discloses Customer Disputes Over Municipal Bond Losses-Parsippany, NJ

Sean M. Logue-Hennion & Walsh Broker-Discloses Customer Disputes Over Municipal Bond Losses-Parsippany, NJ 150 150 Rex Securities Law

April 2017- Parsippany, New Jersey The FINRA records of  Sean M. Logue ,  a  stockbroker who is  employed by  Hennion & Walsh  disclose 2 prior final customer disputes and a currently pending customer dispute.…

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Sony Oozeerally-Hennion & Walsh Broker-Discloses Customer Arbitration Over Bond Losses-Parsippany, NJ

Sony Oozeerally-Hennion & Walsh Broker-Discloses Customer Arbitration Over Bond Losses-Parsippany, NJ 150 150 Rex Securities Law

April 2017- Parsippany, New Jersey The FINRA records of  Mamode A. Oozeerally (“Sony”) ,  a  stockbroker who is  employed by  Hennion & Walsh  disclose a prior final customer dispute and a currently pending customer dispute. The…

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Sean McElduff-Hennion&Walsh Broker-Discloses Customer Arbitration Over Puerto Rico Bonds-Parsippany, NJ

Sean McElduff-Hennion&Walsh Broker-Discloses Customer Arbitration Over Puerto Rico Bonds-Parsippany, NJ 150 150 Rex Securities Law

April 2017- Parsippany, New Jersey The FINRA records of  Sean J. McElduff ,  a  stockbroker who is  employed by  Hennion & Walsh  disclose a prior final customer dispute and a currently pending customer dispute. The…

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