UPDATE March 2016-Carlo Corzine discloses customer dispute related to sale of Tactical Air Defense, see this for more.
December 2013-Carlo Wayne Corzine of Boca Raton, FL, was suspended by FINRA for 30 days in connection with the sale of more than 152 million unregistered shares of a thinly traded OTC security on behalf of his customers, including the president and CEO of the issuer and other accounts he controlled. The findings state that Corzine’s customers opened accounts at his member firm through which they deposited large amounts of the stock, then immediately wired the sale proceeds, which amounted to about $570,000 out of the accounts.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900