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Freedom Investors Corp

Stephen Pizzuti – Former Freedom Investors Corp. Broker – Discloses 3 Regulatory Events and Customer Suits – Altamonte Springs, FL

Stephen Pizzuti – Former Freedom Investors Corp. Broker – Discloses 3 Regulatory Events and Customer Suits – Altamonte Springs, FL 150 150 Rex Securities Law

September 2019 – Brookfield, Wi The FINRA records of Stephen Douglas Pizzuti (CRD #1461660)  a  stockbroker who formerly was employed by Freedom Investors Corp. disclose 3 final regulatory events and 8 prior  customer…

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Joel Blumenschein – Former Freedom Investors Corp. Broker -Discloses a Regulatory Event and Customer Dispute- Brookfield, WI

Joel Blumenschein – Former Freedom Investors Corp. Broker -Discloses a Regulatory Event and Customer Dispute- Brookfield, WI 150 150 Rex Securities Law

September 2018 – Brookfield, WI According to publicly available records Joel Blumenschein  (CRD#1372334) ,  a  stockbroker who formerly was registered with Freedom Investors Corp. ,  disclose a Regulatory Event and a pending customer dispute…

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William H. Watson III-Former Freedom Investors Broker- Discloses Regulatory events, Customer Disputes-Federal Tax Liens-Orange County, CA

William H. Watson III-Former Freedom Investors Broker- Discloses Regulatory events, Customer Disputes-Federal Tax Liens-Orange County, CA 150 150 Rex Securities Law

August 2018 -Orange County, CA According to publicly available records William Henry Watson III (CRD#1016938) , a  stockbroker who was previously registered with Freedom Investors Corp, disclose  two regulatory events , seven customer disputes and…

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GWG Renewable Secured Debentures/ GWG Notes-Regulator Takes Action

GWG Renewable Secured Debentures/ GWG Notes-Regulator Takes Action 150 150 Rex Securities Law

A search of the FINRA Disciplinary proceedings, as of December 3, 2014, reveals that the  following actions involving GWG Renewable Secured Debentures have been brought by FINRA against the named brokerage…

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Sale of GWG Debentures Results in Sanctions vs. Freedom Investors Corp. Broker Robert Fontaine

Sale of GWG Debentures Results in Sanctions vs. Freedom Investors Corp. Broker Robert Fontaine 150 150 Rex Securities Law

Robert Fontaine, a broker with Freedom Investors Corp. of Hubertus, Wisconsin, was sanction in August 2014 as a result of recommending and selling GWG Renewable Secured Debentures. The customers, a married…

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