July 2021 – Greenlawn, NY The FINRA records of Christopher Anthony Fernan , a currently unregistered stockbroker who was last employed by Salomon Whitney Financial , disclose 2 regulatory events, a criminal event, 1 pending customer…
read moreSeptember 2019 – Brookfield, Wi The FINRA records of Stephen Douglas Pizzuti (CRD #1461660) a stockbroker who formerly was employed by Freedom Investors Corp. disclose 3 final regulatory events and 8 prior customer…
read moreSeptember 2018 – Brookfield, WI According to publicly available records Joel Blumenschein (CRD#1372334) , a stockbroker who formerly was registered with Freedom Investors Corp. , disclose a Regulatory Event and a pending customer dispute…
read moreAugust 2018 -Orange County, CA According to publicly available records William Henry Watson III (CRD#1016938) , a stockbroker who was previously registered with Freedom Investors Corp, disclose two regulatory events , seven customer disputes and…
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