May 2017- Largo, FL
According to publicly available records Edward G. Rizzotto (CRD#3213517) , a stockbroker who is registered with Foresters Equity Services, Inc. discloses a settled customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
A customer of Foresters Equity Services, Inc., was paid $26,377 in June 2015 to resolve allegations that they were sold an unsuitable investment.
Rizzotto has been employed with Forester Equity Services, Inc. since 7/2014. Prior registration included Midamerica Financial Services and GWN Securities.
If you have questions about an account in an account handled by Edward Rizzotto, contact us to discuss your legal options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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