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Foothill Securities

John Kolody Jr.-Former Foothill Securities Broker-Discloses Customer Dispute-Flagstaff, AZ

John Kolody Jr.-Former Foothill Securities Broker-Discloses Customer Dispute-Flagstaff, AZ 150 150 Rex Securities Law

May 2017- Flagstaff, AZ The FINRA records  of John Kolody, Jr. ,  a  stockbroker who is currently employed by  Securities America   disclose a pending  customer dispute . The Financial Industry Regulatory Authority (FINRA) is the agency that…

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Daniel Vasquez, Sr. – Former Investor’s Capital Broker – Discloses Customer Disputes & Regulatory Event – Irvine, CA

Daniel Vasquez, Sr. – Former Investor’s Capital Broker – Discloses Customer Disputes & Regulatory Event – Irvine, CA 150 150 Rex Securities Law

April 2017-Irvine, CA  According to publicly available records Daniel Vasquez, Sr. , (CRD#3141463) ,  a  stockbroker who is currently not registered, but previously worked for Cetera Advisors and Investors Capital Corp ,  discloses two final regulatory…

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Kevin Hudak-Former Foothill Securities Broker-Barred From Securities Industry

Kevin Hudak-Former Foothill Securities Broker-Barred From Securities Industry 150 150 Rex Securities Law

November 2016-Albuquerque, NM The FINRA records of  Kevin Hudak,  a  former stockbroker last employed in the industry by Foothill Securities , was permanently barred from acting as a broker or otherwise associating with firms…

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Daniel McCourt-Foothills Securities Broker-Update on Investigation

Daniel McCourt-Foothills Securities Broker-Update on Investigation 150 150 Rex Securities Law

April 17, 2016 The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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