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First Heartland Capital

Jody Bowers-Former SagePoint Financial Broker-Subject of $6M Customer Suit Over ETF Investments-Abilene, TX

Jody Bowers-Former SagePoint Financial Broker-Subject of $6M Customer Suit Over ETF Investments-Abilene, TX 150 150 Rex Securities Law

June 2019- Abilene, Texas We are currently investigating former SagePoint Financial financial advisor Jody Bowers on behalf of an elderly widow living in North Texas, who anticipates filing a FINRA…

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Tye Williams-Former NEXT Financial Broker- Barred From Securities Industry-Frisco, TX

Tye Williams-Former NEXT Financial Broker- Barred From Securities Industry-Frisco, TX 150 150 Rex Securities Law

September 2016-Frisco, Texas Tye Williams, a stockbroker who formerly worked for NEXT Financial Group was barred by the Financial Industry Regulatory Authority (FINRA) from acting as a broker or otherwise…

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Tony Barouti-Former Newport Coast Broker-Discloses Customer Dispute

Tony Barouti-Former Newport Coast Broker-Discloses Customer Dispute 150 150 Rex Securities Law

Los Angeles, CA According to FINRA records,  Tony Barouti ,  a stockbroker  who currently works  for First Heartland Capital , discloses  a currently pending customer dispute and a prior finalized customer dispute. The Financial Industry…

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