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Fidelity Investments

Ernie Garcia-Former Fidelity Brokerage Services Broker-Barred From FINRA- Discloses Regulatory Event and Termination-Westlake, TX

Ernie Garcia-Former Fidelity Brokerage Services Broker-Barred From FINRA- Discloses Regulatory Event and Termination-Westlake, TX 150 150 Rex Securities Law

April 2020- Westlake, TX The FINRA records of Ernie Garcia, a broker previously employed  by  Fidelity Brokerage Services, Inc. , disclose  a regulatory event resulting in his bar from the securities industry and…

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