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Feltl & Company

Timothy D. O’Brien – Former Feltl & Co. Broker- Discloses 2 Regulatory Events, Customer Disputes – Inver Grove Heights, MN

Timothy D. O’Brien – Former Feltl & Co. Broker- Discloses 2 Regulatory Events, Customer Disputes – Inver Grove Heights, MN 150 150 ER

August 2021- Inver Grove Heights, MN According to publicly available records Timothy David O’Brien,  a financial advisor who is not currently registered, but was last employed by Feltl & Company, …

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Brandt B. Wendland-Former Feltl & Co. Broker-Named in Customer Arbitration Involving Penny Stocks

Brandt B. Wendland-Former Feltl & Co. Broker-Named in Customer Arbitration Involving Penny Stocks 150 150 Rex Securities Law

Minneapolis, MN According to FINRA records, Brandt B. Wendland , a broker who was  registered  with Feltl & Company from  3/2004-2/2017 and who is now employed by Advanced Advisor Group , disclose a…

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Bernard T. Weber-Feltl & Co. Broker-Discloses Pending Customer Complaint Alleging Churning

Bernard T. Weber-Feltl & Co. Broker-Discloses Pending Customer Complaint Alleging Churning 150 150 Rex Securities Law

MAY 2018 UPDATE-Minnetonka, MN According to FINRA records, Bernard T. Weber ,  a broker who has been  registered  with Feltl & Company since  12/2006 , discloses five prior customer disputes, two final regulatory…

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