August 7, 2015,
Kevin C. Trost, entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he backdated an insurance policy on himself following a three car accident in which he was involved which resulted in injuries to one of the other drivers
By virtue of such conduct, Trost engaged in unethical business practices and thereby failed to observe just and equitable principles of trade and high standards in violation of FINRA Rule 2010.
Trost was barred from the securities industry. According to FINRA records, Trost was registered with Farmers Financial Solutions in King of Prussia, PA, from 2/2013-6/2015.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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