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Farmers Financial Solutions

Narinder Singh (aka Dutt)-Former Farmers Financial Solutions Broker- Discloses Customer Disputes-Sacrament, CA

Narinder Singh (aka Dutt)-Former Farmers Financial Solutions Broker- Discloses Customer Disputes-Sacrament, CA 150 150 Rex Securities Law

May 2020-Sacramento, CA According to publicly available records of Narinder K. Singh (aka Narinder Dutt)  (CRD#3100308) ,  a  former stockbroker who last worked for Farmers Financial Solutions, discloses a final customer…

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Jun Zhou-Former The Leaders Group, Inc. Broker- Barred from FINRA-Chicago, IL

Jun Zhou-Former The Leaders Group, Inc. Broker- Barred from FINRA-Chicago, IL 150 150 Rex Securities Law

April 2020- Chicago, IL The FINRA records of Jun Zhou, a broker previously employed  by  The Leaders Group, Inc. & Farmers Financial Solutions, disclose  a regulatory event resulting in her bar from…

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Farmers Financial Solutions Broker Sanctioned for Back Dating Insurance Policy

Farmers Financial Solutions Broker Sanctioned for Back Dating Insurance Policy 150 150 Rex Securities Law

August 7, 2015, Kevin C. Trost,  entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he backdated an insurance…

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Farmers Financial Solutions Broker Scott Barker Sanctioned by Securities Regulator

Farmers Financial Solutions Broker Scott Barker Sanctioned by Securities Regulator 150 150 Rex Securities Law

November 24, 2014-Ogden, Utah The Financial Industry Regulatory Authority (FINRA) barred Scott D. Barker from the securities industry to resolve allegations that he failed to provide documents and information to…

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Farmers Financial Solutions Broker James Reid Sanctioned by Regulators

Farmers Financial Solutions Broker James Reid Sanctioned by Regulators 150 150 Rex Securities Law

December 1, 2014- Stafford, TX The Financial Industry Regulatory Authority (FINRA) barred James Francis Reid from the securities industry for failing to respond to requests for testimony into allegations that…

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Former Farmers Financial Solutions Broker James Reid Named in Regulatory Complaint

Former Farmers Financial Solutions Broker James Reid Named in Regulatory Complaint 150 150 Rex Securities Law

In August 2014, FINRA filed a regulatory complaint against James Francis Reid of Cypress, TX, alleging that he converted over $21,000 of funds collected from customers intended for the payment…

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Kevin Marris Coats-Former Farmers Financial Solutions Broker -Barred by FINRA

Kevin Marris Coats-Former Farmers Financial Solutions Broker -Barred by FINRA 150 150 Rex Securities Law

In November 2013, FINRA announced that Marris Kevin Coats (CRD #4469855) of Belton, Texas, had been barred from the industry based on findings that he collected cash premium payments totaling…

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