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Essex Financial Services

John W. Rafal-Essex Financial Former President/CEO-Sentenced

John W. Rafal-Essex Financial Former President/CEO-Sentenced 150 150 Rex Securities Law

February 2018 update. Link to Rafal’s official FINRA record which discloses 3 final regulatory events, one final criminal proceeding, a customer dispute and a termination from employment. The U.S. Attorney’s Office for…

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Former Essex Financial CEO Sanctioned by Regulators-Faces Home Confinement

Former Essex Financial CEO Sanctioned by Regulators-Faces Home Confinement 150 150 Rex Securities Law

January 2017-Old Lyme, Connecticut The Day, an online news service covering a 20 town region in eastern Connecticut reports that John W. Rafal, 66, of Old Lyme, founder and former…

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