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Equity Services Inc.

Matthew S. Kocsis -Cambridge Investment Research Broker-Discloses Customer Dispute-Charlotte, NC

Matthew S. Kocsis -Cambridge Investment Research Broker-Discloses Customer Dispute-Charlotte, NC 150 150 Rex Securities Law

 JUNE 2017- Charlotte, NC According to publicly available records Matthew S. Kocsis, (CRD#4787057) ,  a  stockbroker who  is registered with Cambridge Investment Research discloses 2 prior customer disputes. The Financial Industry Regulatory…

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Racine Broker Michael Cuccia Sanctioned by Securities Regulator

Racine Broker Michael Cuccia Sanctioned by Securities Regulator 150 150 Rex Securities Law

February 13, 2015-Racine, Wisconsin Michael F. Cuccia  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he falsified documents, made loans…

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FINRA Announces January 2013 Disciplinary Actions

FINRA Announces January 2013 Disciplinary Actions 150 150 Rex Securities Law

FINRA Announces January 2013 Disciplinary ActionsBy Robert H. Rex, Esq. The Financial Industry Regulatory Authority (FINRA) issues a report on disciplinary and other actions involving registered brokers, investment advisers and…

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Rex Investigates CIP Leveraged Fund Advisors, LLC

Rex Investigates CIP Leveraged Fund Advisors, LLC 150 150 Rex Securities Law

Cornerstone Ventures, Inc. is the managing partner of CIP Leveraged Fund Advisors, LLC. The firms that solicited sales of this investment, according to SEC records are: Pacific Cornerstone Capital, Inc. Investors Capital Corp.…

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Rex Investigates Tenant in Common, TIC, 1031 Exchange Real Estate Investment Losses

Rex Investigates Tenant in Common, TIC, 1031 Exchange Real Estate Investment Losses 150 150 Rex Securities Law

Have you or your loved ones suffered losses as a result of purchasing Tenant in Common Real Estate Investments? We are investigating schemes involving the sale of private investments in real estate (office buildings,…

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