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Dougherty & Company

Dougherty & Company Assessed $250K Fine for Failure to Perform Due Diligence

Dougherty & Company Assessed $250K Fine for Failure to Perform Due Diligence 150 150 Rex Securities Law

June 18, 2015 Dougherty & Company, a broker dealer and investment adviser with its principal office located in Minneapolis, Minnesota,  consented to the entry of an Order Instituting Administrative and…

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