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Delaney Equity Group LLC

Ian C. Kass-Former WIlson-Davis Stockbroker- Charged with Securities Fraud-Ft. Lauderdale, FL

Ian C. Kass-Former WIlson-Davis Stockbroker- Charged with Securities Fraud-Ft. Lauderdale, FL 150 150 Rex Securities Law

October 2016-Ft. Lauderdale, Florida The FINRA records of  Ian C. Kass,  a  former stockbroker who  was last employed by  Wilson-Davis & Co.   discloses a recent employment separation after allegations. In September 2016, the U.S. Attorney’s Office…

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Delaney Equity Group of Palm Beach Gardens Named in SEC Complaint

Delaney Equity Group of Palm Beach Gardens Named in SEC Complaint 150 150 Rex Securities Law

Palm Beach Gardens, Florida UPDATE MAY 2017-In 3/2017 FINRA fined Delaney Equity Group $40,000 and required revision to their written supervisory procedures for deficiencies related to short sales of equities…

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Christopher Cervino-Former Cor Clearing StockBroker-Convicted of Securities Fraud

Christopher Cervino-Former Cor Clearing StockBroker-Convicted of Securities Fraud 150 150 Rex Securities Law

UPDATE MARCH 2017–Christopher Cervino, 44, of Franklin Lakes, New Jersey was convicted of one count of conspiracy to commit securities fraud in connection with his role in a securities fraud scheme…

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Delaney Equity Group Fined/Sanctioned by FINRA-Palm Beach Gardens, FL

Delaney Equity Group Fined/Sanctioned by FINRA-Palm Beach Gardens, FL 150 150 Rex Securities Law

Palm Beach Gardens, FL The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA’s chief role is to…

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FINRA Announces February 2013 Disciplinary Actions

FINRA Announces February 2013 Disciplinary Actions 150 150 Rex Securities Law

FINRA Announces February 2013 Disciplinary ActionsBy Robert H. Rex, Esq. The Financial Industry Regulatory Authority (FINRA) issues a report on disciplinary and other actions involving registered brokers, investment advisers and…

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