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Crown Capital Securities

Lester Burroughs-Former Lincoln Investment Broker- Discloses 2 Regulatory Events, A Criminal Charge, Pending Customer Disputes, 8 Prior Customer Disputes and a Termination-Torrington, CT

Lester Burroughs-Former Lincoln Investment Broker- Discloses 2 Regulatory Events, A Criminal Charge, Pending Customer Disputes, 8 Prior Customer Disputes and a Termination-Torrington, CT 150 150 Rex Securities Law

January 2020-Torrington, CT According to publicly available records.  Lester William Burroughs (CRD#1413972), a  former stockbroker who last worked for Lincoln Investment  discloses 2 regulatory events, a criminal charge,  a pending…

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Martin D. Batstone-Former Newbridge Securities Broker- Discloses 2 Regulatory Events and 6 Customer Disputes-San Diego, CA

Martin D. Batstone-Former Newbridge Securities Broker- Discloses 2 Regulatory Events and 6 Customer Disputes-San Diego, CA 150 150 Rex Securities Law

January 2020 – San Diego, CA The FINRA records of of Martin David Batstone  , a suspended stockbroker who was last employed by  Newbridge Securities, disclose 2 regulatory events and  6 prior customer…

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Jack G. Merritt-Crown Capital Broker-Discloses Customer Dispute Over Oil & Gas Investments

Jack G. Merritt-Crown Capital Broker-Discloses Customer Dispute Over Oil & Gas Investments 150 150 Rex Securities Law

August 2019-Huntington Beach, CA According to FINRA records,  Jack G. Merritt ,  a stockbroker  who works  for Crown Capital Securities  discloses  the settlement of a  customer dispute . The Financial Industry Regulatory Authority (FINRA) is…

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David Duhn-Former Crown Capital Broker- Investigation

David Duhn-Former Crown Capital Broker- Investigation 150 150 Robert H. Rex

  Rex Securities Law is investigating former registered representative David A. Duhn of Staples, Minnesota, on behalf of a retired Minnesota investor who was sold a very large concentration of…

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