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Crown Capital Securities

Dennis “Denny” Haywood- Former Crown Capital Broker-Discloses 9 Prior Customer Disputes And 2 Pending Customer Disputes- Land O’Lakes, FL

Dennis “Denny” Haywood- Former Crown Capital Broker-Discloses 9 Prior Customer Disputes And 2 Pending Customer Disputes- Land O’Lakes, FL 150 150 ER

Denny Haywood Investigation July 2022- Land O’ Lakes, FL The FINRA records of  Dennis “Denny” Haywood ,   a stockbroker previously with  Crown Capital Securities, Inc. broker discloses a 9 prior customer…

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Kevin David Barton-Crown Capital Securities Broker-Discloses Regulatory Event and 11 Tax Liens-Vista, CA

Kevin David Barton-Crown Capital Securities Broker-Discloses Regulatory Event and 11 Tax Liens-Vista, CA 150 150 ER

July 2021- Vista, CA According to publicly available records of Kevin David Barton   (CRD#2542056) ,  a broker employed with Crown Capital Securities,  discloses  a regulatory event and 11 tax liens. The…

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Lester Burroughs-Former Lincoln Investment Broker- Discloses 2 Regulatory Events, A Criminal Charge, Pending Customer Disputes, 8 Prior Customer Disputes and a Termination-Torrington, CT

Lester Burroughs-Former Lincoln Investment Broker- Discloses 2 Regulatory Events, A Criminal Charge, Pending Customer Disputes, 8 Prior Customer Disputes and a Termination-Torrington, CT 150 150 Rex Securities Law

January 2020-Torrington, CT According to publicly available records.  Lester William Burroughs (CRD#1413972), a  former stockbroker who last worked for Lincoln Investment  discloses 2 regulatory events, a criminal charge,  a pending…

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Martin D. Batstone-Former Newbridge Securities Broker- Discloses 2 Regulatory Events and 6 Customer Disputes-San Diego, CA

Martin D. Batstone-Former Newbridge Securities Broker- Discloses 2 Regulatory Events and 6 Customer Disputes-San Diego, CA 150 150 Rex Securities Law

January 2020 – San Diego, CA The FINRA records of of Martin David Batstone  , a suspended stockbroker who was last employed by  Newbridge Securities, disclose 2 regulatory events and  6 prior customer…

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Jack G. Merritt-Crown Capital Broker-Discloses Customer Dispute Over Oil & Gas Investments

Jack G. Merritt-Crown Capital Broker-Discloses Customer Dispute Over Oil & Gas Investments 150 150 Rex Securities Law

August 2019-Huntington Beach, CA According to FINRA records,  Jack G. Merritt ,  a stockbroker  who works  for Crown Capital Securities  discloses  the settlement of a  customer dispute . The Financial Industry Regulatory Authority (FINRA) is…

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