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Columbus Advisory Group

Pranav Patel-Former Dawson James Broker-Named in ForceField Energy Suit-Boca Raton, FL

Pranav Patel-Former Dawson James Broker-Named in ForceField Energy Suit-Boca Raton, FL 150 150 Rex Securities Law

July 2016- Boca Raton, FL The FINRA records of Pranav V. Patel  (CRD 5391213), a stock broker who formerly was employed by Dawson James Securities , disclose that he was recently named in a customer dispute. In…

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Pranav Patel-Former Dawson James Broker-Indicted for Securities Fraud-Boca Raton

Pranav Patel-Former Dawson James Broker-Indicted for Securities Fraud-Boca Raton 150 150 Rex Securities Law

UPDATE June 2016–Pranav Patel named in civil action seeking damages related to sale of ForceField Energy, Inc. Follow this link for more information.  May 2016-Boca Raton, FL The Financial Industry Regulatory…

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Austin, Texas-Former WFG Broker Named In Regulatory Complaint

Austin, Texas-Former WFG Broker Named In Regulatory Complaint 150 150 Rex Securities Law

January 22, 2016- Austin, Texas Harvey B. Vaughn, Jr. was named in a disciplinary proceeding ( #2015045409001) filed ty the Financial Industry Regulatory Authority (FINRA) alleging that he willfully failed…

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