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Chicago Investment Group

Sean W. Mollard-Former Dawson James Broker-Discloses $1M Customer Dispute

Sean W. Mollard-Former Dawson James Broker-Discloses $1M Customer Dispute 150 150 Rex Securities Law

Boca Raton, Florida UPDATE APRIL 2017-FINRA records indicate that FINRA arbitration 16-0849, described below, was settled in February 2017 for $295,000. ORIGINAL POST JUNE 2016 According to FINRA records,  Sean W.…

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Boca Raton Broker Sean Mollard Fined and Suspended by FINRA

Boca Raton Broker Sean Mollard Fined and Suspended by FINRA 150 150 Rex Securities Law

Boca Raton, Florida UPDATE June 2016-Mollard discloses $1M customer arbitration. See this for more details.  In March 2014 the Financial Industry Regulatory Authority fined Boca Raton , FL , broker Sean…

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