fbpx

Charles Schwab

Matthew Nekuza-Former Charles Schwab Broker -Permanently Barred From Securities Industry- Fort Worth, TX
Matthew Nekuza-Former Charles Schwab Broker -Permanently Barred From Securities Industry- Fort Worth, TX 150 150 Rex Securities Law

February 2021 – Fort Worth, TX According to publicly available records  Matthew B. Nekuza (CRD#6332114), a  former stockbroker who last worked for Charles Schwab & Co. Inc.,  has been permanently barred…

read more

Omar Richardson-Charles Schwab Broker-Discloses Pending Customer Suit-Austin, TX
Omar Richardson-Charles Schwab Broker-Discloses Pending Customer Suit-Austin, TX 150 150 Rex Securities Law

January 2019 – Austin, TX According to publicly available records  Omar Charles Richardson , a stockbroker who is currently registered with  Charles Schwab & Co., Inc., discloses  a pending customer dispute The…

read more

Texas State Securities Board Fines Charles Schwab & Co. $95,000
Texas State Securities Board Fines Charles Schwab & Co. $95,000 150 150 Rex Securities Law

  September 2016- Austin, Texas Charles Schwab & Co. entered into a Consent Order with the Texas State Securities Board (TSSB) and agreed to pay an administrative fine of $95,000 as…

read more

Jeffrey Grove-Former Charles Schwab Broker-Discloses Felony Charges & Termination-Melbourne,FL
Jeffrey Grove-Former Charles Schwab Broker-Discloses Felony Charges & Termination-Melbourne,FL 150 150 Rex Securities Law

Melbourne, Florida The FINRA records of Jeffrey Brian Grove ,  a  former Charles Schwab stock broker who was permanently barred from acting as a broker or otherwise associating with firms that sell securities disclose  a…

read more
Enter your
text here

This site is protected by wp-copyrightpro.com