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Caprock Securities

Daryl E Allison-Former Lowell & Co. Broker-Sanctioned by Securities Regulator-Lubbock, TX

Daryl E Allison-Former Lowell & Co. Broker-Sanctioned by Securities Regulator-Lubbock, TX 150 150 Rex Securities Law

December 2016-Lubbock, Texas According to publicly available records Daryl Eugene Allison , (CRD# 3686) ,  a  stockbroker who is registered with Lowell & Company, has been permanently barred by FINRA from engaging in principal…

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Lubbock, Texas-Caprock Securities Ceases Operations Following Verdict vs. Broker Tony Robertson

Lubbock, Texas-Caprock Securities Ceases Operations Following Verdict vs. Broker Tony Robertson 150 150 Rex Securities Law

January 25, 2016- Lubbock, Texas Tony L. Robertson , formerly a broker with Caprock Securities  was permanently barred from the securities industry, for failing to respond to FINRA request for information.…

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