April 2017- Melville, New York
The FINRA records of Ian Greenblatt (aka Eric Green ) , a stockbroker who is employed by Capitol Securities Management disclose 3 prior final customer disputes.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In a prior matter, NASD case #98-03023, a customer alleged damages of $125,000 . That case was settled for $62,500.
Ian Greenblatt ( Eric Green ) has been employed by Capitol Securities Management since 10/2012. His prior employment includes Capital Securities & Assoc. , Westrock Advisors and Weatherly Securities. Greenblatt also discloses a business relationship with Waterview Business Partners in Melville, NY.
We are investigating Ian Greenblatt ( Eric Green ) on behalf of an elderly retiree who alleges that his account was unsuitably day traded.
If you have losses in an account in an account handled by Ian Greenblatt ( Eric Green ) , contact us to discuss how you may be able to recover damages for those losses.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900