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Capital Guardian

William H. Smathers-NEXT Financial Group Broker-Discloses Prior Customer Disputes

William H. Smathers-NEXT Financial Group Broker-Discloses Prior Customer Disputes 150 150 Rex Securities Law

August  2016-The Villages, Florida The FINRA records of William H. Smathers ,  a  stock broker who is currently employed by NEXT Financial Group , disclose 9 prior final customer disputes. The Financial Industry Regulatory Authority (FINRA) is the agency…

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Former VSR Financial Broker Kevin M. Nevin Discloses Pending Customer Dispute-St. Louis Park, MN

Former VSR Financial Broker Kevin M. Nevin Discloses Pending Customer Dispute-St. Louis Park, MN 150 150 Rex Securities Law

Saint Louis Park, MN UPDATE FEBRUARY 2017– IN July 2016 a customer of Nevin’s former employer VSR Financial filed FINRA case 16-1993 alleging fraud and unsuitability in connection with an investment…

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