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B&T Securities

FINRA Announces January 2013 Disciplinary Actions

FINRA Announces January 2013 Disciplinary Actions 150 150 Rex Securities Law

FINRA Announces January 2013 Disciplinary ActionsBy Robert H. Rex, Esq. The Financial Industry Regulatory Authority (FINRA) issues a report on disciplinary and other actions involving registered brokers, investment advisers and…

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