Category Archives: BOSC

John J. Avey Discloses Termination from BOSC, Inc-Greenwood Village, CO

Greenwood Village, Colorado

According to FINRA records, John J. Avey a broker who has been  registered  with First Financial Equity , since  1/2016  , discloses a termination and 2 prior customer disputes that are final.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

Prior to joining First Financial Equity Corp. , Avey  was registered with BOSC from 5/2004-1/2016. In connection with his discharge  from BOSC in 1/2016, BOSC made the following allegations:

“when asked, representative admitted to knowingly submitting forms for processing with a signature for (name of customer redacted) which were not in fact signed by (name of customer redacted)”

If you have losses in an account handled by John J. Avey   you may be able to recover damages through FINRA arbitration.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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Rex Securities Law

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