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BBVA Securities

Jeffrey Glenn-BBVA Securities Broker-Discloses Customer Dispute-San Antonio, TX

Jeffrey Glenn-BBVA Securities Broker-Discloses Customer Dispute-San Antonio, TX 150 150 Rex Securities Law

June 2020 -San Antonio, TX The FINRA records of Jeffrey N. Glenn  , a stockbroker registered with BBVA Securities, Inc. , disclose a customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…

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German Mora-Former Merrill Lynch Broker-Discloses Terminations From Employment-San Antonio, TX

German Mora-Former Merrill Lynch Broker-Discloses Terminations From Employment-San Antonio, TX 150 150 Rex Securities Law

April 2017- San Antonio, Texas The FINRA records of  German Ricardo Mora ,  a  former Merrill Lynch stockbroker who is currently not registered discloses two recent terminations from employment. The Financial Industry Regulatory Authority…

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Daniel Cabrera-BBVA Securities-Discloses Settlement Over Annuity Sales

Daniel Cabrera-BBVA Securities-Discloses Settlement Over Annuity Sales 150 150 Rex Securities Law

September 2016-Helotes, Texas The FINRA records of  Daniel A. Cabrera,  a  stockbroker who is currently employed by  BBVA Securities  disclose a prior customer dispute that was settled. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses…

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Texas State Securities Board Fines Stephen Scheurer-Bee Cave, TX

Texas State Securities Board Fines Stephen Scheurer-Bee Cave, TX 150 150 Rex Securities Law

September 2016-Bee Cave, Texas The FINRA records of  Stephen M. Scheurer,  a  stockbroker who was formerly employed by  Century Securities Associates  disclose a recent regulatory event with the Texas State Securities Board,  2 prior finalized customer…

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