Providence, Rhode Island
A Financial Industry Regulatory Authority (FINRA) arbitration panel ordered brokerage firm Barrett & Company and two of its brokers, Wilson Gordon Saville and Charles Edward White, to pay damages of $267,890 to two former customers who alleged breach of fiduciary duty, negligence, failure to supervise and other claims related to the mishandling of their brokerage accounts. Tipimeni, et al v. Barrett & Company, et al. FINRA Case #14-0755.
Barrett & Company has been a FINRA member since 1939.
If you have questions about how your brokerage account has been handled, call to learn how you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900